>>>>>Securities Regulation Code Annotated Code R.A. 8799 with Implementing Rules

Securities Regulation Code Annotated Code R.A. 8799 with Implementing Rules

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by Atty. Lucila M. Decasa

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Securities Regulation Code Annotated Code R.A. 8799 with Implementing Rules

Securities Regulation Code Annotated Code R.A. 8799 with Implementing Rules

by Atty. Lucila M. Decasa

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This book contains annotations embodying the developments of the Philippine capital market, particularly, the stock market


One of its significant features is the inclusion of SEC Opinions and Rulings which shed light on various problem areas in the Code and its Implementing Rules and Regulations


Pertinent enactments, judicial rulings and interpretations and construction, historical and statutory notes showing the source and tracing the development of the law and comments have been integrated to clarify the provisions of the Code and to simplify and facilitate the use of this book


Table of Contents

• Securities and Exchange Commission
• Registration of Securities
• Regulation of Pre-Need Plans
• Reportorial Requirements
• Protection of Shareholder Interests
• Prohibitions on Fraud, Manipulation, and Insider Trading
• Regulation of Securities Market Professionals
• Exchanges and Other Securities Trading Markets
• Registration, Responsibilities, and Oversight of Selfregulatory Organizations
• Acquisition and Transfer of Securities and Settlement of Transactions in Securities
• Margin and Credit
• General Provisions

Author(s)Atty. Lucila M. Decasa
Dimension6 inches x 9 inches
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