>>>>Securities Regulation Code [Paperbound]

Securities Regulation Code [Paperbound]

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Securities Regulation Code [Paperbound]

Securities Regulation Code [Paperbound]

by Dizon

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The author of this modest work does not claim expertise on the law on securities. Admittedly, he does not have extensive training  on, and vast knowledge about, this subject. His exposure on this law  is limited to his narrow practice of, and his teaching, the same.  In 2009, the author was assigned to teach Business Organization II, basically the law on corporations. Reminded of the insuffi cient time allocated on, and the brief discussion of, the related topic  of securities law when he was still in law school, he decided to incorporate the same (the law on securities) as a substantial, and not merely incidental, part of the course.

Since there were only a few resources on the subject matter, he was forced to do some research to augment his trivial knowledge  of the law. The author, having collated a considerable number of materials, decided to convert the same, following his course outline,  into a textbook on the subject matter.

This book discusses the sections/provisions of the Securities Regulation Code (Republic Act No. 8799) utilizing and citing: (i) local and foreign (mostly from the US because our securities law  is copied/patterned after the US securities law) jurisprudence; (ii)  implementing rules and regulations, memoranda and circulars promulgated/released by the Securities and Exchange Commission (“SEC”); (iii) opinions/rulings issued by the SEC; and (iv)annotations/opinions of renowned authors and practitioners, both local and foreign, of the securities law.

The author hopes that, and will feel fully compensated/rewarded if, this work will contribute in any manner, no matter how minimal it may be, towards understanding the law/subject matter.

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